A registration for a new mutual fund firm, called Capital Trust Funds Inc., is pending before the Securities and Excha nge Commission, it was reported Thursday by Leslie L. Ming, president of Ming & Co. of Oklahoma City, the underwriter.
The mutual fund, which may be the only one based in Oklahoma if it is approved by the SEC, would include a public offering of two series, according to the registration statement filed last September.
"Each series in effect represents a separate fund," said the statement. The series would include:
- U.S. Government Securities Series registered for 1.2 million shares with a proposed offering price of $10 per unit and …