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Rules and Regulators

by Julia Black. 292 pgs.

Contributors:

   Julia Black

Publisher:

   Oxford University

Place of Publication:

  Oxford  

Publication Year:

  1997

Subjects:

Administrative Law--Philosophy, Administrative Regulation Drafting--Philosophy, Delegated Legislation--Philosophy, Financial Services Industry--Law And Legislation--Great Britain

	Contents
	Abbreviations	xi
	Introduction	1
	1. Using Rules	5
	The Nature of Rules	6
	Using Rules	19
	Conclusion	44
	2. The Development of the Regulatory Structure	46
	Designing the Regulatory Structure	46
	The Current Structure	66
	Characterizing the System--'Self-Regulation within a Statutory Framework'?	77
	3. The Regulatory Policy of Rule Use	81
	The Formation of the Initial Rules	83
	The New Settlement	91
	The Large Report: Changes in the Uses of Rules	129
	Conclusion	133
	4. Regulating the Retail Sector	138
	Introduction	138
	Structuring the Market: Polarization	148
	Regulation of Commissions	155
	Disclosure of Product Information	162
	The Limits of Rules: Suitability and Best Advice	175
	Conclusion	181
	5. Rules and Regulatory Technique	185
	Introduction	185
	The Nature of Soft Commission Agreements	185
	Regulatory Concerns	188
	Regulatory Options	191
	The Development of Regulation	192
	Conclusion	207
	6. Making Rules	213
	Using Rules	215
	Making Rules	224
	Conclusion: Towards a Theory of Rule Making	246
	Bibliography	251
	Index	271

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