Sovietology

Union of Soviet Socialist Republics - (USSR), Rus. Soyuz Sovetskikh Sotsialisticheskikh Respublik, former republic. It was established in 1922 and dissolved in 1991. The Soviet Union was the first state to be based on Marxist socialism (see also Marxism; communism). Until 1989 the Communist party indirectly controlled all levels of government; the party's politburo effectively ruled the country, and its general secretary was the country's most powerful leader. Soviet industry was owned and managed by the state, and agricultural land was divided into state farms, collective farms, and small, privately held plots.

Politically the USSR was divided (from 1940 to 1991) into 15 constituent or union republics— Armenia, Azerbaijan, Belorussia (see Belarus), Estonia, Georgia, Kazakhstan, Kirghizia (see Kyrgyzstan), Latvia, Lithuania, Moldavia (see Moldova), Russia, Tadzhikistan (see Tajikistan), Turkmenistan, Ukraine, and Uzbekistan—ostensibly joined in a federal union, but until the final year or so of the USSR's existence the republics had little real power. Russia, officially the Russian Soviet Federal Socialist Republic (RSFSR), was only one of the constituent republics, but the terms "Russia," the "USSR," and the "Soviet Union" were often used interchangeably.

Early Years

The USSR was the successor state to the Russian Empire (see Russia) and the short-lived provisional government of Russia. The history of the provisional government, the Revolution of 1917, Soviet Russia's withdrawal from World War I, and the Russian Civil War are covered in the articles Russian Revolution and Brest-Litovsk, Treaty of.

Many policies indicative of the entire tenure of the Soviet rule appeared during the formative stage of the state. The torture or summary execution of real or imagined opponents, a "Red Terror" to subdue the Whites during the civil war, became institutionalized in the form of the secret police, who sought to suppress dissidence and opposition. Such tactics were employed even within the Communist party, as periodic "purges" were carried out to rid the party of dissident members. The denigration of rural peasants in favor of soldiers and urban dwellers was another tendency of the Soviet regime. Millions of peasants in the Don region starved to death from 1918 to 1920 as the army confiscated grain for its own needs and the needs of the urbanites.

The fundamental policy, however, of the Communist party of the Soviet Union (CPSU) from its beginning was complete socialization. Between 1918 and 1921, a period called "war communism," the state took control of the whole economy, mainly through the centralization of planning and the elimination of management from factories. This led to inefficiency and confusion, and in 1921 there was a partial return to the market economy with the adoption of the New Economic Policy (NEP). The NEP ushered in a period of relative stability and prosperity, and in 1922 the treaty of union formally joined Russia, Ukraine, Belorussia, and Transcaucasia (divided in 1936 into the Georgian, Armenian, and Azerbaijan republics).

At this time the USSR comprised Russia and the remainder of the Russian Empire (for its earlier history see Russia) as it had emerged from the Russian Revolution of 1917 and the ensuing civil war. The civil war had been complicated by Allied intervention and by war (1920) with Poland. The peace treaty (1921) with Poland (see Riga, Treaty of), the declarations of independence of Finland, Estonia, Latvia, and Lithuania, and the seizure by Romania of Bessarabia had greatly reduced the size of the former Russian Empire, establishing what the governments of Western Europe called a cordon sanitaire (quarantine belt) separating Communist Russia from the rest of Europe.

Temporarily accepting this quarantine, Vladimir I. Lenin and the other leaders of the Soviet Union set about repairing the damage caused by the revolution and the civil war. In 1922, Germany recognized the Soviet Union (see Rapallo, Treaty of), and most other Western nations except the United States followed suit in 1924. Also in 1924 a constitution was adopted based theoretically on the dictatorship of the proletariat and founded economically on the public ownership of the land and the means of production according to the revolutionary proclamation of 1917.

The Stalin Era

A struggle for leadership followed Lenin's death in early 1924; Joseph V. Stalin and Leon Trotsky were the two main protagonists, with Stalin emerging victorious by the late 1920s. Stalin's program called for a more gradual transformation of Soviet society than did Trotsky's and had as its primary objective the consolidation of communism in the USSR rather than Trotsky's ideal of immediate world revolution. Later Stalin adopted more radical measures. Nevertheless, the Soviet Union continued to guide the Communist parties abroad through the Third International, or Comintern.

The First Five-Year Plan

At home the New Economic Policy instituted in 1921 was replaced by full government planning with the adoption of the first Five-Year Plan (1928–32). The plan was drawn up by Gosplan (the state planning commission), setting goals and priorities for virtually the entire economy and emphasizing the production of capital and not consumer goods. A system of collective and state farms was imposed over widespread peasant opposition, which was expressed notably in the slaughter of livestock. Those comparatively prosperous peasants (called kulaks) who refused to join the new agricultural institutions were "liquidated" by drastic means. More than 5 million peasant households were eliminated, their property was confiscated, and most of the peasants were sent as forced laborers to Siberia. By the end of the 1930s, 99% of the cultivated land was in collective farms (the system of state farms was established successfully only after World War II). Industrialization was accelerated, and the production of desperately needed industrial raw materials and capital equipment was stressed at the expense of consumer goods. One of the major results of the successive Five-Year Plans was the spectacular industrial and agricultural development of the Urals, Siberian USSR, and Central Asian USSR.

The level of literacy, very low in 1917, was steadily raised in all parts of the country, and free medical and social services were extended to the population. At the same time, the state (and behind it, the CPSU) increased its hold over all political, social, and cultural aspects of life. Education and media of public information passed under state control. Freedom of movement was severely restricted. All criticism of public policy, if not authorized by the state, was banned. The secret police became a major instrument of state control, and much power was given to the civil service. The system of controls gave rise to a large and powerful bureaucracy, called the "new class" by some analysts.

Religious bodies were severely persecuted in the early years of the Soviet Union, but in the mid-1930s there was a measure of relaxation in official policy, probably because antireligious propaganda in the schools had already taken effect among the younger generation. However, relations with the Roman Catholic Church and with the Jewish community remained hostile. Relations were also strained with the West Ukrainian Catholic Church and the Ukrainian Orthodox Church.

Conservatism and Purges

The mid-1930s saw a conservative trend in official attitudes toward culture: family life was emphasized again, and divorces and abortions were made difficult to obtain; great men and events in pre-1917 Russian history were extolled in literature (e.g., in works by Aleksey N. Tolstoy) and in films (especially those of Sergei Eisenstein); and experimentation in education gave way to a return to structure and discipline. In 1936 the Stalin constitution was issued, and it included many features of Western democracies, which, however, were more window-dressing than true indications of the distribution of power in the Soviet system.

The CPSU continued to control the government and run the country, and Stalin, as the Wisest of the Wise, was firmly in control of the party. Following the murder (1934) of Sergei M. Kirov, one of Stalin's closest associates, and the announcement of the discovery of an alleged plot against Stalin's regime headed by the exiled Trotsky, there began a series of purges that culminated in the great purge from 1936 to 1938. The armed forces, the CPSU, and the government in general were purged of all allegedly dissident persons; the victims were generally sentenced to death or to long terms of hard labor. Much of the purge was carried out in secret, and only a few cases were tried in public "show trials." Among the many thousand victims of the purges were such prominent CPSU leaders as Grigori E. Zinoviev, Lev B. Kamenev, Karl Radek, Nikolai Bukharin, and Aleksey I. Rykov and military figures like Marshal Mikhail N. Tukhachevsky. Independent influence in society was thus ended, and monolithic unity under Stalin was achieved by 1939.

Pre–World War II Foreign Relations

Soviet foreign policy, long hampered by the hostility of the nations of Europe and America and by pervasive mutual distrust, was carried out first by Georgi Chicherin and from 1930 by Maxim M. Litvinov. In 1933 the United States recognized the USSR, and in 1934 the Soviet Union was admitted into the League of Nations. In the mid-1930s the USSR sought friendly relations with its neighbors, declared its renunciation of imperialistic expansion, and advocated total disarmament. Soviet-controlled Communist parties in other countries became friendlier to more moderate socialists and to liberals and in 1936 joined leftist Popular Front coalitions in France and