The Future for the Global Securities Market: Legal and Regulatory Aspects

Table of contents

• Title Page iii
• Foreword v
• Editor's Preface vii
• Contents ix
• List of Contributors xi
• Table of Conventions xii
• Table of E. C. Directives xiii
• Table of Statutes xiv
• Table of Statutory Instruments and Regulations xviii
• Table of Cases xxi
• Abbreviations xxiii
• Part I - Comparative Legal Problems and Solutions 1
• 1 - The Development of a Global Securities Market 3
• Appendix 1 17
• 2 - Legal Aspects of a Global Securities Market 19
• 3 - Cross-Border Marketing 31
• 4 - The Law Applicable to Securities Transactions: Choice of Law Issues 69
• 5 - Selected Issues in Securitisation 83
• 6 - Financing Projects through the Capital Markets -- A South East Asia Perspective 95
• 7 - Nature and Transfer of Rights in Dematerialised and Immobilised Securities 107
• 8 - The Practical Elements of Settlement and Custody 131
• Part II - Market Regulation and Harmonization 143
• 9 - Why Regulate Financial Services? 145
• 10 - Concepts of Regulation -- The US Model 157
• 11 - Approaches to Market Regulation -- The United Kingdom 179
• 12 - The French View of Cross-Border Securities Offerings (Aspects of the Modernisation of French Capital Markets) 199
• 13 - Competition Between Securities Markets: Good or Bad? 233
• 14 - Approaches to Market Regulation 243
• 15 - Tackling Systemic Risk on Markets: Barings and Beyond 257
• 16 - Cooperation and Convergence: The View from Brussels 267
• 17 - Liability of Derivatives Dealers 271
• Index 283

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