CHAPTER 4. SOME VARIANCES IN RANDOM SAMPLING Before the inherent variability of the test-animals was appreciated, assays were sometimes carried out on as few as three rabbits: as one pharmacologist put it, those were the happy days.-- E. C. Fieller, Suppl., J. Royal Stat. Soc., vol. vii, 1940-41: p. 3. A. SOME PRINCIPLES OF PROCEDURE Some definitions: universe, frame, ideal bowl, random sampling. This chapter will contain some basic theory for simple designs and for further development in later chapters. There will be a frame, which is to be thought of as a list of the N sampling units which constitute the universe. A list is one kind of frame, but the frame is often a file of cards, a map or set of maps, or verbal descriptions--any device by which the N sampling units are definitely identifiable one by one. In sampling a file of cards, the cards themselves constitute the frame. For ease in classroom demonstrations, and for simplicity in discourse, the identification (e.g., name and address) of every sampling unit will be written on a poker chip, and the N physically similar poker chips will be placed in a bowl, the ideal bowl. One or more of the chips is to be drawn out of the bowl at random; the corresponding sampling units constitute the sample. The identifying information is necessary so that if a particular chip is drawn into the sample, an interviewer may be sent to the corresponding sampling unit to determine its population. In industrial sampling, the unit (manufactured article) is usually brought to the inspector who determines its quality, which in this text will be called the population of the unit (see Table 1 on p. 84 ). Associated with each sampling unit (each chip) is a certain P-value or probability of being drawn into the sample. The P-values will corre- spond to some specific procedure of sampling. In the theory to be developed in this book, the P-values will all be equal within any bowl. 1 It is not to be inferred, however, that P-values must always be equal: some of the recent advances made by Neyman 2 and Hansen and Hurwitz 3, 4 have involved unequal probabilities (e.g., sampling with proba- ____________________ | 1 | An exception will be seen in the sample of Greece in Chapter 12, in which the probabilities are sometimes proportionate to size. | | 2 | J. Neyman, "On the two different aspects of the representative method: the method of stratified sampling and the method of purposive selection," J. Roy. Stat. Soc., vol. 97, 1934: pp. 558-625. | | 3 | Morris H. Hansen and William N. Hurwitz, "On the theory of sampling from finite populations," Annals Math. Stat., vol. xiv, 1943: pp. 333-62. | | 4 | Morris H. Hansen and William N. Hurwitz, "A new sample of the population" ( Bureau of the Census, Sept. 1944). "On the determination of the optimum proba- bilities in sampling," Annals Math. Stat., vol. xx, 1949: pp. 429-32. | -76- |