Games Real Actors Play: Actor-Centered Institutionalism in Policy Research

By Fritz W. Scharpf | Go to book overview

as exceptions, only on propositions that are intended as lawlike statements of general applicability. Hence if we cannot define a general rule that would justify the exception, we should indeed consider the original hypothesis as falsified.

None of these maxims can tell us which hypotheses to propose when we cannot draw on empirically validated theoretical models. For that we need an orienting framework that provides guidance to potentially relevant factors, causal mechanisms, and contextual conditions. In the social sciences, there is a wide variety of such orienting frameworks (usually labeled theories) -- from macro-level systems theories, materialist theories, and structuralist theories through hermeneutic and social-constructionist theories and varieties of rational-choice theories all the way to behavioralist learning theories, and many more. Useful and illustrative overviews are readily available (e.g., Lave/ March 1975; Green- stein/ Polsby 1975; Little 1991; Finifter 1993), and I will not add to them here. Instead, this book is intended to explicate and illustrate one particular framework that Renate Mayntz and I have developed over the years and applied in empirical studies of policy formation and policy implementation inside government institutions ( Mayntz/ Scharpf 1975; Scharpf/ Reissert/ Schnabel 1976; Mayntz 1980; 1983), of policy interactions among governments, unions, and central banks ( Scharpf 1991a), and of governance structures and processes in a variety of service sectors (such as health care, telecommunications, and research and development) that are characterized by high levels of state involvement ( Mayntz/ Scharpf 1995b). This framework of actor-centered institutionalism is characterized by its giving equal weight to the strategic actions and interactions of purposeful and resourceful individual and corporate actors and to the enabling, constraining, and shaping effects of given (but variable) institutional structures and institutionalized norms. Its elaboration will be a major purpose of this book. An overview will be presented in the following chapter.


NOTES
1.
This is generally true when we study policy formation at the macro or meso levels. In implementation studies, by contrast, it is often possible to collect data on a sufficient number of local jurisdictions to determine statistically the effect of local variables on the implementation of a national program. Since all these jurisdictions will be part of the same political, legal, and cultural system, many of the variables that in cross-national studies would generate excessive complexity can be considered constant.
2.
A position similar to the one taken here is argued by Robert H. Bates, Avner Greif, Margaret Levi, Jean-Laurent Rosenthal, and Barry Weingast in their joint introduction to a book manuscript on Analytical Narratives presented for discussion at a workshop at Harvard University in January 1997.
3.
In this information-theoretic sense, the difference between a framework and a theory is one of degree. In a theory more variables are replaced by constants. Thus, in comparison with the framework of Copernicus, Kepler provided a more information-rich theory of planetary orbits. Similarly, a rational-choice framework may merely postulate that human

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Games Real Actors Play: Actor-Centered Institutionalism in Policy Research
Table of contents

Table of contents

  • Title Page v
  • Contents ix
  • Tables and Figures xi
  • Acknowledgments xv
  • Introduction 1
  • Notes 18
  • 1 - Policy Research in the Face of Complexity 19
  • Notes 34
  • 2 - Actor-Centered Institutionalism 36
  • Notes 49
  • 3 - Actors 51
  • Notes 67
  • 4 - Actor Constellations 69
  • Notes 93
  • 5 - Unilateral Action in Anarchic Fields and Minimal Institutions 97
  • Notes 114
  • 6 - Negotiated Agreements 116
  • Notes 147
  • 7 - Decisions by Majority Vote 151
  • Notes 168
  • 8 - Hierarchical Direction 171
  • Notes 193
  • 9 - Varieties of the Negotiating State 195
  • Notes 214
  • Appendix 1 - A Game-Theoretical Interpretation of Inflation and Unemployment in Western Europe 217
  • Notes 237
  • References 240
  • Appendix 2 - Efficient Self-Coordination in Policy Networks -- a Simulation Study 245
  • Notes 273
  • References 276
  • References 281
  • About the Book and Author 303
  • Index 305
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